Northwest Compliance Services provides compliance and operational consulting for investment managers in the alternative investment industry with an emphasis on hedge funds, fund of funds, investment advisers, broker dealers, commodity pool operators, and other portfolio managers.
Northwest Compliance offers a thorough knowledge of the regulatory environment and specializes in compliance for companies regulated by the SEC, state agencies, FINRA, and the NFA.
Northwest is well connected and supports clients in building and maintaining effective relationships with the best professionals and in law, accounting, banking, custody, and brokerage.
Northwest Compliance is unique in the industry. We offer a valuable blend of operational management and industry knowledge.
Northwest offers professional knowledge, practical expertise and services tailored precisely for you. Our clients focus on what they do best, knowing that compliance and operations are meticulously managed by a trusted adviser and true partner.